Обязанности:
Требования: Свободное владение английским языком Опыт работы с рынком ценных бумаг, anti-bribery and corruption, general Compliance, Securities markets compliance Понимание работы брокерского и банковского бизнеса Профессиональные сертификаты будут плюсом Responsibilities: Management of the unit within Compliance Department. Cooperation with the business units with regard to the development of new products and business processes. Support of the business units on markets compliance issues. Participation in the committees. Advising and participation in compliance risk assessment. Markets compliance policies and case management. Code of Conduct Control over the following areas: consumer protection, conflict of interests, FATCA/CRS,insider trading policy ethics, etc.). Conducting compliance audits. Insider trading. Reporting: annual, monthly, extraordinary compliance reports for the Management. Compliance Action plan development. Preparation and regular training materials revision. Interaction with Self-regulating organization, authorities. Group Policies/Procedures implementation. Review and evaluation Company procedures to identify hidden risks and common issues across departments. Participation in coordination of the internal documents across compliance functional level. Compliance risks assessment on a periodic basis. Compliance investigations conduction, including preparing investigation plans; obtaining, reviewing, and analysing evidence; preparing investigation memoranda and reports; and maintaining investigation records. 2nd level compliance controls execution in accordance with Group compliance plan. Leading employee training sessions on ethics and compliance issues. Regular reporting to Senior Leadership Compliance Team and HQ. Условия: Работа в Казахстане Работа в крупном международном холдинге Команда профессионалов, готовая к росту и изменениям Официальное трудоустройство; График работы 5/2 с 9:00 до 18:00. Комфортный офис с лаундж-зонами и кафетериями; Скидки на фитнес, обучение английскому языку, подарки на праздники и дни рождения; Спонсирование профессионального обучения; Насыщенная корпоративная жизнь с выездами на природу, праздничными мероприятиями в офисе, играми и розыгрышами подарков. Бонусы и уникальные предложения от компаний холдингаПохожие вакансии